Pre-License Control Review

Targeted testing of the control narrative you will present to Taiwanese supervisors before a fintech license application is filed.

Professionals reviewing paperwork during a business meeting

Purpose

Supervisors read for consistency between your application narrative and day-to-day operations. This review stress-tests that alignment before filing day.

Included

  • Mapping of application claims to observed procedures
  • Spot checks on customer onboarding evidence and fund safeguarding proofs
  • Written gap list with filing-risk language (high / medium / low)
  • One revision cycle after management responds to draft findings

Not included

Drafting the license application itself, legal opinions, or lobbying introductions.

Timeline & next step

Most teams schedule this engagement eight to twelve weeks before the intended filing window. Use Contact to share your product type and target supervisor.